The Astana Financial Services Authority (AFSA) has published findings from a thematic review of AIFC participants authorised to manage collective investment schemes, along with a letter outlining supervisory expectations.
The review evaluated fund managers’ financial conduct, fund governance, investor protection, record-keeping, and compliance with AIFC rules, as well as control systems for calculating and monitoring capital resources and liquid assets.
AFSA released the review report and a Dear SEO Letter with recommendations for fund managers. The regulator expects these materials to support regulatory compliance and investor protection across the AIFC.